Capital Markets Audit Manager job in Chicago, IL| Recruit Arrow
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Title
Capital Markets Audit Manager
Location : Illinois, Chicago
Refer job # XOBP336622
 
Job Responsibilities and Requirements: We are always looking for new and exciting ways to serve our clients. It is a dynamic work environment that makes good business sense. Execution of assigned components of audit engagement Develop a work plan or approach for assigned components of audit Keeping Senior Audit Manager informed as to the effectiveness of internal control for assigned components of the audit engagement. Adherence to/ implementation of Corporate Audit methodology throughout the execution of an audit engagement. Maintain effective relationships with clients during audit engagements. Establishment of effective internal controls within the Investment Banking Group by identifying and assessing risks, and by participating in the design of internal controls to mitigate risks. Meet and exceed client value expectations and be recognized as knowledge experts in risk assessment, internal control and audit as it relates to the Capital Markets/Investment Banking Group/Corporate Treasury/Market Risk Management Provide feedback and advice to clients on risks and controls, as appropriate, recommending process improvements that reflect best practices. Suggest new ideas to improve efficiency/effectiveness of client service. Keep current with applicable laws and regulations, corporate policies, industry best practices and developments (e.g. new financial products or technology) Participate in audits, special projects and/or investigations Knowledge & Skills Candidate will have 5-7 years experience in audit, with a formal accounting designation (CPA, CA, CMA, CGA) and/or relevant business experience within Capital Markets (front, middle or back offices) Trading experience in capital markets products would be considered an asset. Strong understanding of capital markets products (Equity, Fixed Income, Derivatives, Options, Money Market, and Foreign Exchange) would be considered an asset. CSC, CFA and/or FRM enrollment or completion an asset. Excellent relationship management skills. Able to tolerate an accelerated rate of change in business and regulatory environment. Ability to manage multiple competing priorities and tight deadlines. Ability to prioritize increasing and sometimes conflicting demands from multiple stakeholders. Ability to travel for audit purposes, sometimes for consecutive weeks, several times a year. Familiarity with audit principles/practices and methodology.
 
Contact the Following Recruit Arrow Office:
Los Angeles
202 S Lake Ave, Unit 250
Pasadena, California 91101
Email: jobs@recruitarrow.com
 
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