Senior Compliance Analyst job in Washington, DC| Recruit Arrow
Recruit Arrow
Email Password
Forgot your password?
Welcome, Guest! New User?
Tell a Friend
Success Stories
From my very first contact with Recruit Arrow, through the application process, interviews, and my acceptance of the position, this service was an invaluable asset. My recruiter gave me insight into the company by sharing her own experiences and views.


Job Search

What


 job title, keywords

Where


 city, state, zip




Related Jobs:



JOB CENTER

Your Window to a World of Opportunities


Welcome to Recruit Arrow's Job Center. We offer you the ability to stay current in numerous specialized job markets, including marketing, advertising, and engineering just to name a few, by subscribing to our Newsletter and Real-Time Job Updates; to subscribe click here.

If you do not yet have an account with Recruit Arrow, we encourage you to sign up for a new account by submitting your resume. An account will allow you to make our search consultants aware of the jobs that you are interested in, view new jobs that match your search settings, modify your search settings, submit a new resume, and take advantage of other useful features.

We are pleased that your assessment of options has led you to Recruit Arrow, and we invite you to browse our website to learn more about our firm and the career opportunities we offer. If you would like to be considered for an professional position, feel free to submit your resume.


Select from the options below to begin your search.


Locations:
(hold down ctrl to choose multiple locations)
City Name:

Primary Field:

Minimum Years of Experience:

Keyword:

1 matches | 1 - 1 displayed 
 1 

Title
Senior Compliance Analyst
Location : District of Columbia, Washington
Refer job # ISON340277
 
Job Responsibilities and Requirements: The Senior Compliance Analyst will collaborate with the Issuer Services team to deliver high-quality service and information to companies whose stock is traded over-the-counter (OTC). The Senior Compliance Analyst works under the supervision of the Director of Issuer Services. The Senior Compliance Analyst will collaborate with the Issuer Services team to deliver high-quality service and information to companies whose stock is traded OTC. The Senior Compliance Analyst processes OTC issuer compliance documentation and provides customer support related to compliance procedures. Responsibilities include timely and accurate review, processing, and maintenance of compliance information. Ensuring required information is current and updated in various data systems. Responsibilities: Review issuer compliance matters on a daily basis based on marketplace rules, guidelines, procedures, and compliance programs. Monitor and review our companies to ensure integrity in our marketplace. Educate OTC Companies and their advisors regarding marketplace rules, disclosure requirements and best practices. Interact with our sales, finance, and trading teams.Maintain a professional relationship with our issuer s management and legal teams. Collect, analyze, and process data of OTC Markets company information and security data into relational databases. Process subscription agreements, including customer data validation, billing and payment verification, creation of user accounts, and written and verbal communication of account information to customer. Proactively carry out project support and willingness to assist in a variety of projects. Assist in answering general phone line and general email inbox to answer questions from customers, service providers and the general public. Qualifications: Bachelors Degree, preferably in Finance, Business, or Economics. Familiarity with financial reports or comparable work experience. Knowledge of financial markets. Ability to quickly learn software and work in multiple systems. Strong communication and interpersonal skills, with the ability to provide customer service in a courteous manner and work effectively with diverse groups of people at various levels within an organization. Team oriented with the ability to work independently. Strong organizational skills, attention to detail, and ability to set priorities in a fast paced environment. Ability to type accurately, edit, and work in a high-volume environment. Exceptional attention to detail Ability to accurately complete high-volume work Candidates applying for this position MUST have a green card or a US citizenship. Note we will neither sponsor nor relocate individual for this position.
 
 
 
[Apply Now] [Email to a Colleague] [Permalink]

This particular job is currently not active. However, since our clients regularly share with us similar and other job openings, we strongly recommend that you submit your resume. We shall review your resume and get in touch with you as soon as a suitable vacancy comes up to further discuss your interest in exploring the opportunity.Assisting you is our highest priority.

Please be assured that none of your materials will be forwarded to any employer without your consent. Of course, all inquiries are kept strictly confidential.


1 matches | 1 - 1 displayed 
 1 
Newsletter and Job Updates