Branch Manager job in Los Angeles, CA| Recruit Arrow
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Branch Manager
Location : California, Los Angeles
Refer job # NPSV338929
 
Job Responsibilities and Requirements: Responsible for the day-to-day administrative, operations, compliance of a PCG branch with four or more registered associates within a Market/Complex. Provides leadership to expand revenue and client relationships. Maintains oversight of daily transaction activity within the branch and ensures compliance and regulatory requirements are met. Assist the Market/Complex Manager with management of the branch profit and loss statement, development of the branch business plan, and recruiting Financial Advisors for the branch. In addition, serves as a Financial Advisor for personal clients, providing financial advice consistent with the clients goals and risk tolerance. Meets with clients to collect financial information, assess investment profile and evaluate client s financial needs. Advises clients regarding advantages and disadvantages of different financial products and determines which financial products are suitable for client needs and financial circumstances. Works to increase and retain existing client assets and meet potential new clients. Required Qualifications: 3+ years of financial services experience Successfully completed FINRA Series 7, 9/10, and 63 exams to qualify for immediate registration (or FINRA recognized equivalents) Desired Qualifications: Good verbal, written, and interpersonal communication skills Leadership and management experience Ability to interact with all levels of an organization Knowledge and understanding of book of business of $300k or more Established network in the local market Registration for FINRA Series 66 (or 63 and 65) must be completed within 90 days of hire date if it is not available for transfer upon hire.
 
 
 
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